Grant of options

By

Regulatory News | 15 Jul, 2024

Updated : 16:27

RNS Number : 4721W
Braveheart Investment Group plc
15 July 2024
 

15 July 2024

Braveheart Investment Group plc

("Braveheart" or the "Company")

 

Grant of options

 

Braveheart Investment Group (AIM: BRH), announces that the Company has granted options today over a total of 3,100,000 ordinary shares of 2p each in the Company ("Ordinary Shares") to the Directors, one employee and one service provider to the Company (the "Options").  The Options have been granted pursuant to the Company's share option plan adopted on 16 December 2020. 

 

In aggregate, 2,800,000 Options have been granted to Directors of the Company, as follows:

 

Name

No. options over Ordinary Shares previously held

No. Options granted

Exercise price

Resultant holding of options over Ordinary Shares held

Percentage of the current issued share capital of the Company

Trevor Brown

2,750,000

1,500,000

1,000,000: 4.5p

500,000: 6.5p

4,250,000

6.67%

Vivian Hallam

3,226,192

1,000,000

666,667: 4.5p

333,333: 6.5p

4,226,192

6.63%

Susan Hagan

250,000

150,000

4.5p

400,000

0.63%

Qu Li

200,000

150,000

4.5p

350,000

0.55%

 

The Options granted to Vivian Hallam, Trevor Brown, Susan Hagan and Qu Li are unapproved options.

 

The 300,000 Options granted to the employee and service provider have an exercise price of 4.5p.

 

The Options granted to the Directors shall vest over a three-year period in equal tranches, with one third vesting on the first anniversary of the date of the grant, one third vesting on the second anniversary of the date of the grant and one third on the third anniversary of the date of the grant, subject to continued employment.

 

The Options granted to Trevor Brown and Vivian Hallam, as Executive Directors of the Company, have an additional performance related vesting criteria that the closing mid-market price of an Ordinary Share must equal or exceed 7.75 pence for 15 business days out of a 30 consecutive business day period.

 

Following the grant of the Options, the Company now has options outstanding over a total of 10,122,192 Ordinary Shares, equivalent to 15.9% of the Company's current issued share capital.

 

Further details of the Options can be found in the Notification of Dealing Form below.

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Trevor Brown

Chief Executive Officer

Vivian Hallam

Executive Director

Susan Hagan

Non-Executive Director

Qu Li

Non-Executive Director

 

 

2

 

Reason for the notification

 

a)

 

Position/status

 

See 1a) above 

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

Braveheart Investment Group plc

b)

 

LEI

 

2138006HQ3COMU626I61

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

Ordinary shares of 2 pence each in Braveheart Investment Group plc

 


GB00B13XV322

b)

 

Nature of the transactions

 

Grant of options over ordinary shares

c)

 

Price(s) and volume(s)

 

 

Price:  Exercise price of 4.5p per option

 

Trevor Brown

1,000,000

Vivian Hallam

666,667

Susan Hagan

150,000

Qu Li

150,000

 

Price:  Exercise price of 6.5p per option

 

Trevor Brown

500,000

Vivian Hallam

333,333

 

 

d)

 

Aggregated information

- Aggregated volume

- Price

- Principal amount

 

N/A

 

e)

 

Dates of the transaction

 

15 July 2024




f)

Place of transaction

Outside a trading venue

 

For further information:

 



Braveheart Investment Group plc

Tel: 01738 587555

Trevor Brown CEO




Allenby Capital Limited (Nominated Adviser and Joint Broker)

Tel: 020 3328 5656

James Reeve / George Payne




Peterhouse Capital Limited (Joint Broker)

Tel: 020 7469 0936

Duncan Vasey / Lucy Williams


 

 

 

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