Form 8.3 - ANGLOGOLD ASHANTI PLC
Merkur Bank KGaA
€13.70
14:54 22/11/24
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
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(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
(d) | If an exempt fund manager connected with an |
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(e) | Date position held/dealing undertaken: | 20 Nov 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 3,544,462 | 0.84% | 3,328,134 | 0.79% | |||
(2) Cash-settled derivatives: | 3,568,255 | 0.84% | 1,740,996 | 0.41% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
| 7,242,717 | 1.72% | 5,229,130 | 1.24% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | |||||||
Details, including nature of the rights | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
USD 1 ordinary | Purchase | 272,159 | 24.4107 USD | ||||
USD 1 ordinary | Purchase | 201,703 | 24.4937 USD | ||||
USD 1 ordinary | Purchase | 170,001 | 24.3686 USD | ||||
USD 1 ordinary | Purchase | 168,390 | 24.5613 USD | ||||
USD 1 ordinary | Purchase | 62,538 | 24.3631 USD | ||||
USD 1 ordinary | Purchase | 62,073 | 24.2287 USD | ||||
USD 1 ordinary | Purchase | 41,925 | 24.5619 USD | ||||
USD 1 ordinary | Purchase | 20,395 | 24.1573 USD | ||||
USD 1 ordinary | Purchase | 20,000 | 24.1790 USD | ||||
USD 1 ordinary | Purchase | 12,136 | 24.5671 USD | ||||
USD 1 ordinary | Purchase | 11,188 | 24.1572 USD | ||||
USD 1 ordinary | Purchase | 10,526 | 24.6082 USD | ||||
USD 1 ordinary | Purchase | 10,186 | 24.1401 USD | ||||
USD 1 ordinary | Purchase | 9,649 | 24.3514 USD | ||||
USD 1 ordinary | Purchase | 9,098 | 24.5342 USD | ||||
USD 1 ordinary | Purchase | 8,281 | 24.3469 USD | ||||
USD 1 ordinary | Purchase | 7,474 | 24.5400 USD | ||||
USD 1 ordinary | Purchase | 7,440 | 24.1731 USD | ||||
USD 1 ordinary | Purchase | 7,207 | 24.5173 USD | ||||
USD 1 ordinary | Purchase | 7,100 | 24.3800 USD | ||||
USD 1 ordinary | Purchase | 5,329 | 24.3134 USD | ||||
USD 1 ordinary | Purchase | 4,918 | 24.1382 USD | ||||
USD 1 ordinary | Purchase | 4,728 | 24.5200 USD | ||||
USD 1 ordinary | Purchase | 4,000 | 24.1098 USD | ||||
USD 1 ordinary | Purchase | 4,000 | 24.2848 USD | ||||
USD 1 ordinary | Purchase | 3,550 | 24.4418 USD | ||||
USD 1 ordinary | Purchase | 3,051 | 24.4053 USD | ||||
USD 1 ordinary | Purchase | 2,598 | 24.1649 USD | ||||
USD 1 ordinary | Purchase | 2,328 | 24.3931 USD | ||||
USD 1 ordinary | Purchase | 1,766 | 24.0652 USD | ||||
USD 1 ordinary | Purchase | 1,430 | 24.2617 USD | ||||
USD 1 ordinary | Purchase | 1,034 | 24.1580 USD | ||||
USD 1 ordinary | Purchase | 914 | 24.4667 USD | ||||
USD 1 ordinary | Purchase | 809 | 24.1684 USD | ||||
USD 1 ordinary | Purchase | 406 | 24.1750 USD | ||||
USD 1 ordinary | Purchase | 352 | 24.5105 USD | ||||
USD 1 ordinary | Purchase | 350 | 24.5557 USD | ||||
USD 1 ordinary | Purchase | 322 | 24.2295 USD | ||||
USD 1 ordinary | Purchase | 320 | 24.2171 USD | ||||
USD 1 ordinary | Purchase | 318 | 24.1122 USD | ||||
USD 1 ordinary | Purchase | 300 | 24.1400 USD | ||||
USD 1 ordinary | Purchase | 300 | 24.4666 USD | ||||
USD 1 ordinary | Purchase | 200 | 24.5000 USD | ||||
USD 1 ordinary | Purchase | 154 | 24.5144 USD | ||||
USD 1 ordinary | Purchase | 100 | 24.4900 USD | ||||
USD 1 ordinary | Purchase | 97 | 24.1700 USD | ||||
USD 1 ordinary | Sale | 448,970 | 24.5267 USD | ||||
USD 1 ordinary | Sale | 81,695 | 24.1455 USD | ||||
USD 1 ordinary | Sale | 80,462 | 24.4809 USD | ||||
USD 1 ordinary | Sale | 77,295 | 24.4082 USD | ||||
USD 1 ordinary | Sale | 59,872 | 24.3627 USD | ||||
USD 1 ordinary | Sale | 48,351 | 24.3847 USD | ||||
USD 1 ordinary | Sale | 41,141 | 24.3418 USD | ||||
USD 1 ordinary | Sale | 34,721 | 24.2854 USD | ||||
USD 1 ordinary | Sale | 33,744 | 24.3681 USD | ||||
USD 1 ordinary | Sale | 21,313 | 24.3357 USD | ||||
USD 1 ordinary | Sale | 20,457 | 24.1983 USD | ||||
USD 1 ordinary | Sale | 20,000 | 24.1790 USD | ||||
USD 1 ordinary | Sale | 19,223 | 24.4437 USD | ||||
USD 1 ordinary | Sale | 17,360 | 24.4222 USD | ||||
USD 1 ordinary | Sale | 15,627 | 24.3071 USD | ||||
USD 1 ordinary | Sale | 12,839 | 24.2869 USD | ||||
USD 1 ordinary | Sale | 9,685 | 24.3509 USD | ||||
USD 1 ordinary | Sale | 9,098 | 24.5342 USD | ||||
USD 1 ordinary | Sale | 8,007 | 24.4273 USD | ||||
USD 1 ordinary | Sale | 7,650 | 24.6001 USD | ||||
USD 1 ordinary | Sale | 7,440 | 24.1731 USD | ||||
USD 1 ordinary | Sale | 7,100 | 24.3800 USD | ||||
USD 1 ordinary | Sale | 7,095 | 24.3772 USD | ||||
USD 1 ordinary | Sale | 6,495 | 24.5679 USD | ||||
USD 1 ordinary | Sale | 6,344 | 24.3299 USD | ||||
USD 1 ordinary | Sale | 5,708 | 24.5400 USD | ||||
USD 1 ordinary | Sale | 5,419 | 24.5553 USD | ||||
USD 1 ordinary | Sale | 5,058 | 24.4785 USD | ||||
USD 1 ordinary | Sale | 4,191 | 24.2776 USD | ||||
USD 1 ordinary | Sale | 4,000 | 24.2848 USD | ||||
USD 1 ordinary | Sale | 4,000 | 24.1098 USD | ||||
USD 1 ordinary | Sale | 3,903 | 24.3489 USD | ||||
USD 1 ordinary | Sale | 3,854 | 24.4908 USD | ||||
USD 1 ordinary | Sale | 3,271 | 24.2774 USD | ||||
USD 1 ordinary | Sale | 2,995 | 24.2985 USD | ||||
USD 1 ordinary | Sale | 1,953 | 24.4372 USD | ||||
USD 1 ordinary | Sale | 1,824 | 24.3992 USD | ||||
USD 1 ordinary | Sale | 1,720 | 24.4851 USD | ||||
USD 1 ordinary | Sale | 1,637 | 24.3075 USD | ||||
USD 1 ordinary | Sale | 1,430 | 24.2617 USD | ||||
USD 1 ordinary | Sale | 1,331 | 24.3331 USD | ||||
USD 1 ordinary | Sale | 1,120 | 24.2932 USD | ||||
USD 1 ordinary | Sale | 1,117 | 24.3044 USD | ||||
USD 1 ordinary | Sale | 807 | 24.4212 USD | ||||
USD 1 ordinary | Sale | 627 | 24.6235 USD | ||||
USD 1 ordinary | Sale | 558 | 24.3327 USD | ||||
USD 1 ordinary | Sale | 504 | 24.3707 USD | ||||
USD 1 ordinary | Sale | 400 | 24.2737 USD | ||||
USD 1 ordinary | Sale | 322 | 24.2295 USD | ||||
USD 1 ordinary | Sale | 318 | 24.3700 USD | ||||
USD 1 ordinary | Sale | 305 | 24.4009 USD | ||||
USD 1 ordinary | Sale | 300 | 24.4566 USD | ||||
USD 1 ordinary | Sale | 275 | 24.3791 USD | ||||
USD 1 ordinary | Sale | 256 | 24.4535 USD | ||||
USD 1 ordinary | Sale | 247 | 24.3033 USD | ||||
USD 1 ordinary | Sale | 200 | 24.2650 USD | ||||
USD 1 ordinary | Sale | 100 | 24.3600 USD | ||||
USD 1 ordinary | Sale | 70 | 24.2500 USD | ||||
USD 1 ordinary | Sale | 30 | 24.3324 USD | ||||
USD 1 ordinary | Sale | 24 | 24.1200 USD | ||||
USD 1 ordinary | Sale | 2 | 24.3850 USD | ||||
USD 1 ordinary | Sale | 1 | 24.5200 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,130 | 445.5068 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,071 | 445.9000 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,817 | 446.0914 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,100 | 446.8096 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 118,178 | 447.0536 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 86,653 | 447.1924 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 26,477 | 447.2145 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 398 | 447.2892 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 21,000 | 447.3287 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 447 | 447.3291 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,558 | 447.3294 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 18,971 | 447.4321 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,485 | 447.4411 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 276,291 | 447.5423 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 17,282 | 447.5821 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 76 | 447.8580 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 66,970 | 447.8928 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 49,155 | 447.9217 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 40,326 | 448.2289 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 19,343 | 448.3704 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 25,330 | 448.4437 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,508 | 448.5200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 61 | 448.5240 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1 | 448.5527 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,459 | 448.7702 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 6,000 | 449.4736 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 155 | 450.6219 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 20,560 | 450.8548 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 387 | 452.1355 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,127 | 452.1360 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,760 | 456.1200 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 380,273 | 461.6061 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 707,000 | 480.3780 ZAR | |||
USD 1 ordinary | SWAP | Opening Short | 1,748,735 | 481.1581 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 675,000 | 510.3510 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 537,000 | 520.8020 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 592,077 | 539.1839 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 5,115,000 | 539.4039 ZAR | |||
USD 1 ordinary | SWAP | Increasing Short | 263,000 | 548.4348 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 56,249 | 447.3749 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 941 | 447.5203 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 361 | 447.6004 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 647 | 447.6110 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 14,627 | 447.8984 ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 566 | 448.1007 ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,008 | 24.5400 USD | |||
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 21 Nov 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
| |||||||
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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