Form 8.3 - ANGLOGOLD ASHANTI PLC Replacement
Merkur Bank KGaA
€13.70
14:54 22/11/24
FORM 8.3 - Amendment to section 2a and 3b | Â | ||||||
Replaces form released 15:15 on 18 Nov 2024 |  | ||||||
6693M | Â | ||||||
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 15-Nov-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | Â | ||||
disclosures in respect of any other party to the offer? | CENTAMIN PLC | ||||||
2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | Â | |||||
to which the disclosure relates following the dealing(if any) | Â | ||||||
Class of relevant security: | USD 1 ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
-1 | Relevant securities owned | ||||||
and/or controlled: | 3,658,928 | 0.86% | 3,475,465 | 0.82% | |||
-2 | Cash-settled derivatives: | ||||||
and/or controlled: | 2,880,056 | 0.68% | 1,825,527 | 0.43% | |||
-3 | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.03% | |||
TOTAL: | 6,668,984 | 2.09% | 5,460,992 | 1.29% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | Â | |||||
options) | Â | ||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | Â | ||||||
concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | Â | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 1 ordinary | Purchase | 365,803 | 440.7600Â ZAR | ||||
USD 1 ordinary | Purchase | 40,066 | 23.8500Â USD | ||||
USD 1 ordinary | Purchase | 33,656 | 24.0539Â USD | ||||
USD 1 ordinary | Purchase | 29,221 | 23.7892Â USD | ||||
USD 1 ordinary | Purchase | 20,185 | 23.7768Â USD | ||||
USD 1 ordinary | Purchase | 18,676 | 24.0414Â USD | ||||
USD 1 ordinary | Purchase | 10,202 | 23.8185Â USD | ||||
USD 1 ordinary | Purchase | 9,179 | 23.8655Â USD | ||||
USD 1 ordinary | Purchase | 7,656 | 23.8003Â USD | ||||
USD 1 ordinary | Purchase | 6,736 | 23.9146Â USD | ||||
USD 1 ordinary | Purchase | 5,428 | 23.9725Â USD | ||||
USD 1 ordinary | Purchase | 3,565 | 23.8291Â USD | ||||
USD 1 ordinary | Purchase | 2,300 | 23.7300Â USD | ||||
USD 1 ordinary | Purchase | 1,970 | 23.8112Â USD | ||||
USD 1 ordinary | Purchase | 1,752 | 23.7813Â USD | ||||
USD 1 ordinary | Purchase | 1,681 | 24.0399Â USD | ||||
USD 1 ordinary | Purchase | 1,304 | 23.8092Â USD | ||||
USD 1 ordinary | Purchase | 1,252 | 23.8300Â USD | ||||
USD 1 ordinary | Purchase | 1,186 | 23.7890Â USD | ||||
USD 1 ordinary | Purchase | 942 | 23.8310Â USD | ||||
USD 1 ordinary | Purchase | 810 | 24.1513Â USD | ||||
USD 1 ordinary | Purchase | 800 | 24.0021Â USD | ||||
USD 1 ordinary | Purchase | 522 | 23.7624Â USD | ||||
USD 1 ordinary | Purchase | 433 | 24.1492Â USD | ||||
USD 1 ordinary | Purchase | 324 | 23.7894Â USD | ||||
USD 1 ordinary | Purchase | 321 | 23.8600Â USD | ||||
USD 1 ordinary | Purchase | 313 | 23.7462Â USD | ||||
USD 1 ordinary | Purchase | 300 | 23.8150Â USD | ||||
USD 1 ordinary | Purchase | 244 | 23.8119Â USD | ||||
USD 1 ordinary | Purchase | 196 | 23.8316Â USD | ||||
USD 1 ordinary | Purchase | 194 | 23.8225Â USD | ||||
USD 1 ordinary | Purchase | 107 | 23.7779Â USD | ||||
USD 1 ordinary | Purchase | 100 | 23.8050Â USD | ||||
USD 1 ordinary | Purchase | 100 | 23.7600Â USD | ||||
USD 1 ordinary | Purchase | 84 | 23.7900Â USD | ||||
USD 1 ordinary | Purchase | 72 | 23.8100Â USD | ||||
USD 1 ordinary | Purchase | 46 | 23.7800Â USD | ||||
USD 1 ordinary | Purchase | 43 | 23.7500Â USD | ||||
USD 1 ordinary | Purchase | 27 | 23.7807Â USD | ||||
USD 1 ordinary | Purchase | 5 | 23.8420Â USD | ||||
USD 1 ordinary | Purchase | 4 | 23.7950Â USD | ||||
USD 1 ordinary | Purchase | 2 | 23.8200Â USD | ||||
USD 1 ordinary | Sale | 365,803 | 440.7600Â ZAR | ||||
USD 1 ordinary | Sale | 53,839 | 23.9296Â USD | ||||
USD 1 ordinary | Sale | 32,704 | 23.7862Â USD | ||||
USD 1 ordinary | Sale | 17,050 | 24.1332Â USD | ||||
USD 1 ordinary | Sale | 16,083 | 23.8288Â USD | ||||
USD 1 ordinary | Sale | 14,163 | 23.8426Â USD | ||||
USD 1 ordinary | Sale | 9,900 | 23.8194Â USD | ||||
USD 1 ordinary | Sale | 7,030 | 23.8200Â USD | ||||
USD 1 ordinary | Sale | 7,004 | 23.8782Â USD | ||||
USD 1 ordinary | Sale | 5,114 | 24.0478Â USD | ||||
USD 1 ordinary | Sale | 5,101 | 23.7714Â USD | ||||
USD 1 ordinary | Sale | 3,524 | 23.8300Â USD | ||||
USD 1 ordinary | Sale | 3,140 | 23.7886Â USD | ||||
USD 1 ordinary | Sale | 2,273 | 23.8245Â USD | ||||
USD 1 ordinary | Sale | 1,970 | 23.8112Â USD | ||||
USD 1 ordinary | Sale | 1,953 | 23.8914Â USD | ||||
USD 1 ordinary | Sale | 1,600 | 23.7300Â USD | ||||
USD 1 ordinary | Sale | 1,434 | 24.0587Â USD | ||||
USD 1 ordinary | Sale | 1,397 | 24.1101Â USD | ||||
USD 1 ordinary | Sale | 1,370 | 23.7924Â USD | ||||
USD 1 ordinary | Sale | 1,308 | 24.0613Â USD | ||||
USD 1 ordinary | Sale | 1,185 | 23.7760Â USD | ||||
USD 1 ordinary | Sale | 1,160 | 24.0461Â USD | ||||
USD 1 ordinary | Sale | 916 | 24.0104Â USD | ||||
USD 1 ordinary | Sale | 900 | 24.1788Â USD | ||||
USD 1 ordinary | Sale | 876 | 23.7813Â USD | ||||
USD 1 ordinary | Sale | 546 | 23.8623Â USD | ||||
USD 1 ordinary | Sale | 528 | 24.0358Â USD | ||||
USD 1 ordinary | Sale | 437 | 23.9575Â USD | ||||
USD 1 ordinary | Sale | 408 | 23.7792Â USD | ||||
USD 1 ordinary | Sale | 400 | 23.8100Â USD | ||||
USD 1 ordinary | Sale | 351 | 23.8098Â USD | ||||
USD 1 ordinary | Sale | 330 | 24.1651Â USD | ||||
USD 1 ordinary | Sale | 324 | 23.7894Â USD | ||||
USD 1 ordinary | Sale | 321 | 23.8600Â USD | ||||
USD 1 ordinary | Sale | 300 | 23.7700Â USD | ||||
USD 1 ordinary | Sale | 300 | 23.7883Â USD | ||||
USD 1 ordinary | Sale | 213 | 23.7648Â USD | ||||
USD 1 ordinary | Sale | 100 | 23.8500Â USD | ||||
USD 1 ordinary | Sale | 100 | 24.1800Â USD | ||||
USD 1 ordinary | Sale | 96 | 23.8193Â USD | ||||
USD 1 ordinary | Sale | 24 | 23.9054Â USD | ||||
USD 1 ordinary | Sale | 19 | 24.3000Â USD | ||||
USD 1 ordinary | Sale | 12 | 23.7937Â USD | ||||
USD 1 ordinary | Sale | 2 | 23.7350Â USD | ||||
USD 1 ordinary | Sale | 1 | 23.9800Â USD | ||||
(b) | Cash-settled derivative transactions | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 1 ordinary | SWAP | Decreasing Short | 75 | 435.3054Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 625 | 435.3057Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 55,086 | 436.6599Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,116 | 437.0195Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 4,886 | 437.1721Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 10,226 | 437.5772Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 38,900 | 437.7210Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,043 | 437.7955Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 16,672 | 438.0889Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 2,997 | 438.0928Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,708 | 438.1148Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,451 | 438.1609Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 682 | 438.6759Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,303 | 438.7065Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 15,148 | 438.7718Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 7 | 439.1717Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 856 | 439.1809Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 1 | 439.4689Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 618 | 439.9023Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 74 | 439.9463Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 9,015 | 440.7297Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 5,708 | 440.7600Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 365,803 | 440.8040Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Short | 3,900 | 440.8349Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 75 | 435.3054Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 625 | 435.3057Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 16,116 | 436.9452Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,886 | 437.0978Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,106 | 437.1426Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 14,493 | 437.1738Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 10,226 | 437.5028Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,860 | 437.5373Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 15,500 | 437.5376Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 8,900 | 437.6645Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,900 | 437.7960Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1,740 | 437.8549Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,168 | 437.8996Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 2,997 | 438.0184Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,708 | 438.0404Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,451 | 438.0864Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 4,018 | 438.3268Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,303 | 438.6319Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 25,575 | 438.7281Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 838 | 438.8127Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 7 | 439.1717Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 1 | 439.4689Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 618 | 439.9023Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 74 | 439.9463Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 9,015 | 440.6547Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 25,316 | 440.6562Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 5,708 | 440.6850Â ZAR | |||
USD 1 ordinary | SWAP | Decreasing Long | 3,900 | 440.7600Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,106 | 437.0967Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 14,493 | 437.1498Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 5,168 | 437.8536Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 4,018 | 438.2259Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,575 | 438.6710Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 838 | 438.7556Â ZAR | |||
USD 1 ordinary | CFD | Increasing Long | 25,316 | 440.6099Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 55,086 | 436.7166Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,043 | 437.8415Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 16,672 | 438.1348Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 682 | 438.7219Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 15,148 | 438.8179Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 856 | 439.2380Â ZAR | |||
USD 1 ordinary | CFD | Decreasing Long | 365,803 | 440.8040Â ZAR | |||
(c) | Stock-settled derivative transactions (including options) | Â | |||||
(i) | Writing, selling, purchasing or varying | Â | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | Â | |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | Â | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | Â | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | Â | ||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | Â | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | Â | ||||||
(i)Â the voting rights of any relevant securities under any option; or | Â | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | Â | ||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | Â | |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 22-Nov-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
 | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
relevant securities this from relates: | |||||||
 | |||||||
2 | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 1 ordinary | Put Options | Purchased | -160,000 | 22 | American | 21-Mar-25 | |
USD 1 ordinary | Put Options | Written | 130,000 | 15 | American | 17-Jan-25 | |
3 | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Â
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