Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC
Merkur Bank KGaA
€14.40
17:30 06/09/24
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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | HARGREAVES LANSDOWN PLC | |||||
(c) | Name of the party to the offer with which exempt | HARGREAVES LANSDOWN PLC | |||||
(d) | Date position held/dealing undertaken: | 25 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 0.4p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 762,124 | 0.16% | 4,021,551 | 0.85% | |||
(2) Cash-settled derivatives: | 3,890,819 | 0.82% | 570,242 | 0.12% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,652,943 | 0.98% | 4,591,793 | 0.97% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
0.4p ordinary | Purchase | 247215 | 11.0500 GBP | 10.8916 GBP | |||
0.4p ordinary | Sale | 181903 | 11.0500 GBP | 10.9050 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
0.4p ordinary | CFD | Decreasing Short | 13,614 | 11.0490 GBP | |||
0.4p ordinary | CFD | Increasing Short | 3,787 | 10.9271 GBP | |||
0.4p ordinary | CFD | Increasing Short | 6,481 | 10.9411 GBP | |||
0.4p ordinary | SWAP | Opening Long | 3,717 | 11.0500 GBP | |||
0.4p ordinary | SWAP | Closing Long | 698 | 10.9175 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 15,981 | 10.9226 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 15,588 | 11.0486 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 24,168 | 11.0500 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 36 | 10.8750 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 385 | 10.9200 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 70 | 10.9300 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 35,238 | 10.9369 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 5,978 | 10.9363 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 2,514 | 10.9282 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 439 | 10.9287 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 5,540 | 10.9303 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 5,971 | 10.9373 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 34,164 | 10.9399 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 2,188 | 10.9413 GBP | |||
0.4p ordinary | SWAP | Opening Short | 65,515 | 11.0500 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 8,781 | 10.9209 GBP | |||
0.4p ordinary | SWAP | Increasing Long | 18,114 | 11.0500 GBP | |||
0.4p ordinary | SWAP | Decreasing Long | 4,257 | 10.9614 GBP | |||
0.4p ordinary | SWAP | Increasing Short | 5,293 | 11.0486 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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