| Name | Brokers | Strong Buy | Buy | Neutral | Sell | Strong Sell | Recommendation | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Aberdeen Frontier Markets Investment Company | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Aberdeen Latin American Inc Fund Sub Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Aberdeen New Thai Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Aberdeen Private Equity Fund Ltd. Sterling Part Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Aberdeen UK Tracker Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Aberforth Geared Value & Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| LEGAL & GENERAL UC | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Aberforth Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Aberforth Split Level Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| abrdn Asia Focus | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn Asian Income Fund Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn China Investment Company Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn DIversified Income And Growth | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn Equity Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn Japan Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| abrdn Latin American Income Fund Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn New Dawn Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn New India Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| abrdn Smaller Companies Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Abrdn UK Smaller Companies Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Acencia Debt Strategies Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Acorn Income Fund Ld | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Africa Opportunity Fund Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Albion Crown VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Albion Development VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Albion Enterprise VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Albion Kay VCT | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Albion Technology & General VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Albion Venture Capital Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Alcentra Euorpean Floating Rate Income Fund Ltd Red Ord Shs | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Alliance Witan | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Allianz Technology Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Alternative Liquidity Fund Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Amati AIM Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Amati VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Apax Global Alpha Limited | 2 | n/a | 1 | 0 | 0 | 0 | Buy | ||||||||||||
| Aquila Energy Efficiency Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| ARC Capital Holdings Ltd | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Artemis Alpha Trust With A Or B Rights | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Artemis UK Future Leaders | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Artemis VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ashmore Global Opportunities Limited GBP | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Ashmore Global Opportunities Limited USD NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ashoka India Equity Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ashoka Whiteoak Emerging Markets Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Asia Dragon Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Asian Energy Impact Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Asian Energy Impact Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Athelney Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Atlantis Japan Growth Fund Ltd. | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Atrato Onsite Energy | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Augmentum Fintech | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Aurora UK Alpha | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Avanti Capital | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| AVI Global Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| AVI Japan Opportunity Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Axiom European Financial Debt Fund Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Baillie Gifford China Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baillie Gifford European Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baillie Gifford Japan Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baillie Gifford Shin Nippon | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baillie Gifford UK Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baker Steel Resources Trust Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Bankers Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Barings Emerging Emea Opportunities | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Baronsmead Second Venture Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Baronsmead VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Baronsmead VCT 4 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Baronsmead VCT 5 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Baronsmead Venture Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BBGI Global Infrastructure S.A. NPV (DI) | 4 | n/a | 0 | 2 | 0 | 2 | Underweight | ||||||||||||
| Better Capital Pcc Ltd (2009) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Better Capital Pcc Ltd (2012) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BH Global Ltd. GBP Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BH Global Ltd. USD Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BH Macro Ltd. EUR Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BH Macro Ltd. GBP Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BH Macro Ltd. USD Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Biotech Growth Trust (The) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Black Sea Property Fund Ltd (The) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Blackfinch Spring VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BlackRock American Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| BlackRock Emerging Europe | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| BlackRock Energy and Resources Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Blackrock Frontiers Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BlackRock Greater Europe Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Blackrock Income And Growth Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BlackRock Latin American Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BlackRock Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Blackrock Throgmorton Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| BlackRock World Mining Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Blue Capital Alternative Income Fund Ltd (DI) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Blue Planet Financials Growth & Income Inv Trust Units | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Bluecrest Bluetrend Ltd Red GBP | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Bluefield Solar Income Fund Limited | 5 | n/a | 1 | 1 | 0 | 1 | Overweight | ||||||||||||
| Boussard & Gavaudan Holding Ltd. EUR Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Boussard & Gavaudan Holding Ltd. GBP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| British American Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| British Smaller Companies VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| British Smaller Companies VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Brown Advisory US Smaller Companies | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Brunner Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Burford Capital NPV (DI) | 4 | n/a | 4 | 0 | 0 | 0 | Strong Buy | ||||||||||||
| Calculus VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Caledonia Investments | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Cambria Africa | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Cameron Investors Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Canadian General Investments Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Candover Investments | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Capital Gearing Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Carador Income Fund USD Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Castelnau Group Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Cayenne Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| CC Japan Income & Growth Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Chelverton Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| n/a | n/a | n/a | n/a | n/a | n/a | n/a | |||||||||||||
| Chelverton UK Dividend Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Chenavari Toro Income Fund Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Chrysalis Investments Limited NPV | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Chrysalis VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CIP Merchant Capital Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| City of London Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Cordiant Digital Infrastructure Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Cordiant Digital Infrastructure Limited NPV Sub Shs NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CQS Natural Resources Growth and Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| CQS New City High Yield Fund Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Crism Therapeutics Corporation Ord Npv | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Crystal Amber Fund Ltd. | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CT Global Managed Portfolio Trust Grwth Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CT Global Managed Portfolio Trust Inc Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CT Private Equity Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Ct Uk Capital and Income Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| CT UK High Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CT UK High Income Trust B | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CT UK High Income Trust Units (Compr 3 Shs 0.1P&1 B Shr 0.1P) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Custodian Property Income Reit | 0 | n/a | 0 | 0 | 0 | 0 | Strong Sell | ||||||||||||
| CVC Income & Growth Limited NPV Euro | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| CVC Income & Growth Limited NPV GBP | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Develop North | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Dexion Absolute Ltd. EUR Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Dexion Absolute Ltd. GBP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Dexion Absolute Ltd. USD Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Digital 9 Infrastructure NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Diverse Income Trust (The) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| n/a | n/a | n/a | n/a | n/a | n/a | n/a | |||||||||||||
| Downing Four VCT DSO | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Four VCT DSO 'A' Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Four VCT DSO 'B' Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Four VCT DSO 'C' Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Renewables & Infrastructure Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Strategic Micro-Cap Investment Trust Red | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Three VCT D Share | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Three VCT E Share | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Downing Two VCT E Share | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Duet Real Estate Finance Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Dunedin Enterprise Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Dunedin Income Growth Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Dunedin Smaller Companies Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| DW Catalyst Fund Limited Red Shs GBP | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| DW Catalyst Fund Limited Red Shs USD | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ecofin Water & Power Opportunities | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Edge Performance VCT 'C' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edge Performance VCT 'D' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edge Performance VCT 'E' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edge Performance VCT 'F' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edinburgh Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Edinburgh New Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Edinburgh New Income Trust Units | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edinburgh New Income Trust ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Edinburgh Worldwide Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| EJF Investments Ltd NPV | 1 | n/a | 1 | 0 | 0 | 0 | Strong Buy | ||||||||||||
| Elephant Capital | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| EPE Special Opportunities Limited (DI) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Establishment Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| European Assets Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| European Opportunities Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| F&C Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Fair Oaks Income Limited Realisation Shs NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Fidelity Asian Values | 2 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| Fidelity China Special Situations | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Fidelity Emerging Markets Limited Ptg NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Fidelity European Trust | 1 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| Fidelity Japan Trust | 1 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| Fidelity Special Values | 2 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| Finsbury Growth & Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Foresight 2 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight 3 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight Enterprise VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight Environmental Infrastructure Limited | 4 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| Foresight Solar & Infrastructure VCT 'D' | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight Solar & Technology VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight Solar Fund Limited | 4 | n/a | 1 | 2 | 0 | 1 | Neutral | ||||||||||||
| Foresight Technology VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight VCT | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Foresight VCT Infrastructure Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight VCT Planned Exit Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Foresight Ventures Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Franklin Global Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Fundsmith Emerging Equities Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Gabelli Value Plus Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| GCP Asset Backed Income Fund Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| GCP Asset Backed Income Fund Limited C Shs NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| GCP Asset Backed Income Fund Limited C Shs Npv | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| GCP Infrastructure Investments Ltd | 4 | n/a | 1 | 2 | 0 | 1 | Neutral | ||||||||||||
| Global Fixed Income Realisation Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Global Opportunities Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Globalworth Real Estate Investments Limited | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Golden Prospect Precious Metals Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Greencoat Renewables (CDI) | 7 | n/a | 1 | 4 | 0 | 0 | Overweight | ||||||||||||
| Greencoat UK Wind | 5 | n/a | 2 | 2 | 0 | 0 | Overweight | ||||||||||||
| Gresham House | 2 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| Gresham House Renewable Energy VCT 1 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Gresham House Renewable Energy VCT 1 A Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Gresham House Renewable Energy VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Gresham House Renewable Energy VCT 2 A Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| GRIT Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Guinness Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Hansa Investment Company Limited (DI) | 1 | n/a | 0 | 1 | 0 | 0 | Neutral | ||||||||||||
| Hansa Investment Company Limited 'A' Non Vtg (DI) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| HarbourVest Global Private Equity Limited A Shs | 2 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Hargreave Hale AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Hargreave Hale AIM VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Harmony Energy Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Henderson Alternative Strategies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson Diversified Income Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson European Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson EuroTrust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson Far East Income Ltd. | 1 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| Henderson Global Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson High Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson International Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson International Income Trust C Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Henderson Opportunities Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Henderson Smaller Companies Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Herald Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| HGCapital Trust | 3 | n/a | 0 | 2 | 0 | 0 | Neutral | ||||||||||||
| HICL Infrastructure | 5 | n/a | 0 | 3 | 0 | 0 | Neutral | ||||||||||||
| Highbridge Multi-Strategy Fund USD Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Highbridge Tactical Credit Fund Limited NVP GBP | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Hostmore | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| HWSI Realisation Fund Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| HydrogenOne Capital Growth | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| ICG Enterprise Trust | 3 | n/a | 0 | 0 | 0 | 0 | Overweight | ||||||||||||
| ICG-Longbow Senior Secured UK Property Debt Investments Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Impax Environmental Markets | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Income & Growth VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Independent Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| India Capital Growth Fund Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Infrastructure India | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Ingenious Entertainment VCT 2 'D' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| International Biotech Trust | 1 | n/a | n/a | n/a | n/a | n/a | Overweight | ||||||||||||
| International Public Partnerships Ltd. | 4 | n/a | 1 | 2 | 0 | 0 | Overweight | ||||||||||||
| Invesco Asia Dragon Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Invesco Bond Income Plus Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Invesco Enhanced Income Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Invesco Global Equity Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Invesco Income Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Invesco Select Trust Balanced Risk Alloc Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Invesco Select Trust Managed Liquidity Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Invesco Select Trust UK Equity Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Investment Company | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Iona Environmental VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Iona Environmental VCT 'A' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Japan Residential Investment Co Ltd. | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| John Laing Infrastructure Fund Ltd | 1 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| JPEL Private Equity Limited USD Eqty Shs NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan American Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Asia Growth & Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Brazil Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JpMorgan China Growth & Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Claverhouse Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Elect Managed Cash Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Elect Managed Growth Shs 0.00401572P | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Elect Managed Income Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Emerging Europe, Middle East & Africa Securities | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Emerging Markets Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan European Discovery Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Jpmorgan European Growth & Income | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan European Inv Trust Growth Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan European Investment Trust Inc | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Global Convertibles Income Fund Ltd | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Global Core Real Assets Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Global Growth & Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Global Markets Emerging Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Income & Capital Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Income & Capital Inv Trust Units | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Income & Capital Inv Trust ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Indian Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Japan Small Cap Growth & Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Japanese Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Mid Cap Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan Multi-Asset Growth & Income | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Private Equity Ltd. ZDP Shares 2015 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| JPMorgan Senior Secured Loan Fund Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Jpmorgan Uk Small Cap Growth & Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JPMorgan US Smaller Co. Inv Tst | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Jupiter Dividend & Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Jupiter Dividend & Growth Trust Common | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| n/a | n/a | n/a | n/a | n/a | n/a | n/a | |||||||||||||
| Jupiter Green Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Jupiter UK Growth Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JZ Capital Partners Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| JZ Capital Partners Ltd. ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Keydata Income VCT 1 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Keydata Income VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Keystone Positive Change Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Kistos Holdings | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| KRM22 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Kubera Cross-Border Fund Ltd. | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Law Debenture Corp. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Lindsell Train Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Literacy Capital | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Lowland Investment Co | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| M & G Credit Income Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| M&G Equity Inv Trust ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| M&G High Income Inv Trust ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Macau Property Opportunities Fund Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Macquarie Korea Infrastructure Fund GDRS | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Majedie Investments | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Manchester & London Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Marwyn Value Investors Limited | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Maven Income & Growth 2 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Maven Income & Growth 3 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Maven Income & Growth 4 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Maven Income & Growth VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Maven Income and Growth VCT 5 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Media & Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Menhaden Resource Efficiency | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Mercantile Investment Trust (The) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Merchants Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Mid Wynd International Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | |||||||||||||
| MIGO Opportunities Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Mithras Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Miton UK Microcap Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Mobeus Income & Growth 2 Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Mobeus Income & Growth 4 Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Mobeus Income & Growth Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Mobius Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Momentum Multi-Asset Value Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Monks Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Montanaro European Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Montanaro UK Smaller Companies Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Murray Income Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Murray International Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Murray International Trust 'B' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| NB Distressed Debt Investment Fund Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| NB Global Monthly Income Fund Limited Red Ord Shs NPV £ | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| n/a | n/a | n/a | n/a | n/a | n/a | n/a | |||||||||||||
| NB Private Equity Partners Ltd. | 3 | n/a | 1 | 0 | 0 | 0 | Overweight | ||||||||||||
| Neptune-Calculus Income & Growth VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| New Century AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| New Star Investment Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| NextEnergy Solar Fund Limited Red | 4 | n/a | 0 | 4 | 0 | 0 | Neutral | ||||||||||||
| Nimrod Sea Assets Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Nippon Active Value Fund | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| North American Income Trust (The) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| North Atlantic Smaller Companies Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Northern 2 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Northern 3 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Northern Investors Co | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Northern Venture Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Oberon AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus AIM VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus Apollo VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus Eclipse VCT 1 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus Future Generations Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus Renewables Infrastructure Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus Titan VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus VCT 2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus VCT 3 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Octopus VCT 4 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Odyssean Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Onward Opportunities Limited Npv | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ottoman Fund Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Oxford Technology 2 VCT Ot2 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Oxford Technology 3 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Oxford Technology 4 Venture Capital Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Oxford Technology VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| P2P Global Investments C | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Pacific Assets Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Pacific Horizon Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Pantheon Infrastructure | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Pantheon Infrastructure Sub Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Pantheon International | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Partners Group Private Equity Limited (GBP) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Partners Group Private Equity Limited. (EUR) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Patria Private Equity Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Pembroke Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Pembroke Vct B | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Perpetual Income & Growth Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Pershing Square Holdings Ltd NPV | 1 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| Personal Assets Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Premier Energy & Water Trust ZDP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Polar Capital Global Financials Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Polar Capital Global Financials Trust Red Sub Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Polar Capital Global Healthcare Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Polar Capital Technology Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Powerhouse Energy Group | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Premier Miton Global Renewables Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Private Equity Investor | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| ProVen Growth & Income VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Proven Planned Exit VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Proven Planned Exit VCT A Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| ProVen VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma Aim Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma VCT 10 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma Vct 11 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma VCT 12 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma Vct 8 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Puma Vct VII | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Qannas Investments Limited (DI) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| RAB Special Situations Company Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| RBS Market Access DAX global Rssia Index Fund | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RBS Market Access DAXglobal Asia Index Fund | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RBS Market Access DAXglobal BRIC Index Fund | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RBS Market Access Jim Rogers International Commodity Index | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RBS Market Access RICI-M Index Fund | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RDL Realisation | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Reconstruction Capital II Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Rensburg AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| RIT Capital Partners | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| River UK Micro Cap Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Riverstone Credit Opportunities Income | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Riverstone Energy Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| RM Infrastructure Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Rockwood Strategic | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Round Hill Music Royalty Fund Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ruffer Investment Company Ltd Red PTG Pref Shares | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Sancus Lending Group Limited NPV | 1 | n/a | n/a | n/a | n/a | n/a | Strong Buy | ||||||||||||
| Schroder Asia Pacific Fund | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder Asian Total Return Investment Company | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder British Opportunities Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Schroder BSC Social Impact Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Schroder Global Real Estate Securities Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder Income Growth Fund | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder Japan Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder Oriental Income Fund Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroder UK Mid Cap Fund | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Schroders Capital Global Innovation Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Scotgems | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Scottish American Inv Company | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Scottish Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Scottish Mortgage Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Scottish Oriental Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| SDCL Energy Efficiency Income Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Seed Innovations Limited | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Seneca Growth Capital Vct | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Sequoia Economic Infrastructure Income Fund Limited | 3 | n/a | 1 | 1 | 0 | 0 | Overweight | ||||||||||||
| Seraphim Space Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Shires Income | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| SLF Realisation Fund Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| SME Credit Realisation Fund Limited NPV | 1 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Smithson Investment Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| St Peter Port Capital Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Starwood European Real Estate Finance Ltd | 1 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| Strategic Equity Capital | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| STS Global Income & Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Sure Ventures | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Syncona Limited NPV | 4 | n/a | 3 | 0 | 0 | 0 | Buy | ||||||||||||
| Target Healthcare Reit Ltd | 2 | n/a | 2 | 0 | 0 | 0 | Buy | ||||||||||||
| Taylor Maritime Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Taylor Maritime Limited NPV | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Tejoori Ltd | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Temple Bar Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Templeton Emerging Markets Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Terra Capital | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Terra Catalyst Fund (DI) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Thames Ventures Vct 2 Healthcare | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Thames Ventures Vct 2 Ventures | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| The European Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| The Global Smaller Companies Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| The Renewables Infrastructure Group Limited | 5 | n/a | 0 | 3 | 0 | 0 | Neutral | ||||||||||||
| Third Point Investors Limited NPV $ | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Third Point Investors Limited NPV $ | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Third Point Offshore Investors Ltd. GBP Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Tiger Royalties and Investments | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| TMT Investments | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TP10 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TP5 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TP5 VCT 'B' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TP70 2010 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TR Property Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Trans Balkan Investments Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Triple Point Energy Transition | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Triple Point Income VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Triple Point VCT 2011 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Tritax Eurobox (EUR) | 2 | n/a | n/a | n/a | n/a | n/a | Neutral | ||||||||||||
| Troy Income & Growth Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Tufton Assets Limited Npv | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Twentyfour Income Fund Limited Ord Red | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| TwentyFour Select Monthly Income Fund Limited | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Utilico Ltd. ZDP Shares 2016 | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| UIL Limited (DI) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Ukraine Opportunity Trust | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Unicorn AIM VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Utilico Emerging Markets Ltd (DI) | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Utilico Emerging Markets Sub Shs (DI) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Value and Indexed Property Income Trust | 2 | n/a | 1 | 0 | 0 | 0 | Buy | ||||||||||||
| Ventus 2 VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ventus VCT | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Ventus VCT 'C' Shares | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| VH Global Energy Infrastructure | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| Vietnam Enterprise Investments (DI) | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| VietNam Holding Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Vietnam Infrastructure Limited Private Eqty Shs | n/a | n/a | n/a | n/a | n/a | n/a | n/a | ||||||||||||
| VinaCapital Vietnam Opportunity Fund Ltd. | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| VinaLand Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Volta Finance Limited | 0 | n/a | 0 | 0 | 0 | 0 | Strong Sell | ||||||||||||
| Weiss Korea Opportunity Fund Ltd | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Witan Inv Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Worldwide Healthcare Trust | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||
| Worsley Investors Limited NPV | 0 | n/a | n/a | n/a | n/a | n/a | Strong Sell | ||||||||||||